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Identify Risk Before It Happens with SCORE Risk Control Center.

Drive new levels of efficiency and increase compliance effectiveness while demonstrating a “culture of compliance” to regulatory examiners. Learn More.


Strengthen Organizational Alignment and Governance.

CODE powers comprehensive, end-to-end administration and oversight of all elements of the firm’s compliance program. Learn More.


Squeeze Out Inefficiency, Bake in Compliance.

Xchange transforms Licensing & Registration operations to support core business objectives: lowered costs, reduced risk and increased producer satisfaction. Learn More.

Case Studies
RegEd Advertising Review Solution Case Study – CUNA Mutual Group
CUNA Mutual Group’s requirements focused on eliminating manual processes, streamlining the communication between submitters
and reviewers, installing strong version control, and enabling all stakeholders to effectively track the status of submissions throughout the cycle… Read More.

News

Events

RegEd Named SILA 2017 Organization of the Year

RegEd has been named the SILA Organization of the Year. The award was announced at the 2017 SILA National Education Conference in Orlando, FL on September 26, 2017…. Read more.

RegEd Reaches New Milestone with More than 250,000 Registered Reps Reporting Outside Business Activities and Compliance Disclosures

RegEd today announced that it has surpassed 250,000 registered reps reporting outside business activities and compliance disclosures through its enterprise platform…Read more.

FSI OneVoice Annual Conference
January 29-31, 2018

Discuss crucial regulatory issues at the annual in-person gathering for broker-dealer home office executives. Learn more.

ARM Annual Conference
March 5-7, 2018

An opportunity for attendees from the securities industry to learn from experts in Compliance, Registration and Licensing. Learn more.